In the traditional banking world, organisations or individuals will find themselves subject to criminal sanction if they advertise, or provide advice to consumers about, investments or securities without a regulatory…
Read more6 reasons why compliance matters: key risks facing organisations
Compliance professionals are facing an expanding universe of responsibilities. We take a look at the six most-searched topics to safeguard your organisation.
Read moreSingapore to assume FATF presidency
A senior international advisor at Singapore’s Ministry of Home Affairs is to become the first Singaporean to lead the Financial Action Task Force (FATF) since the city-state joined in 1992.…
Read more10 things compliance officers must do in the Asia-Pacific region in 2022
There has been a heightened regulatory focus in the Asia financial sector where regulators have shifted from a consultative supervisory approach to a more enforcement orientated one. There is zero…
Read moreSingaporean, Malaysian regulators take action against corruption, money laundering
Regulators in Singapore and Malaysia have stepped up their efforts to tackle fraud and corruption cases, following a substantial increase in the instances of graft, forgery and other financial crimes…
Read moreCompliance budgets set to remain steady in 2022, poll finds
Two thirds of compliance teams will have to make do with a stable budget in 2022, despite the more challenging risk landscape, a Regulatory Intelligence poll has found. The live…
Read moreIMPACT ANALYSIS: China strengthens data localisation requirements with new privacy laws
The implementation of new standards on the protection of personal information in China will further strengthen data localisation requirements in a jurisdiction that already has one of the strictest regimes…
Read moreConduct tech may fail to deliver insights, while increasing data privacy risk, ethical issues
Behavioural monitoring and conduct analytics technology promise to make it easier for firms to detect employee misconduct as well as predict where it might occur next. However, reliance on data-…
Read morePandemic keeps cyber security a priority for boards
The financial sector has reportedly been hit “relatively more often” by cyber-attacks since the start of the pandemic.
Read moreTop four regions for bribery and corruption revealed: Global Fraud and Risk Report 2021
The top four regions in terms of the threat of bribery and corruption have been identified as the Middle East and North Africa (61%), Sub-Saharan Africa (59%), Latin America (49%)…
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