Thomson Reuters Regulatory Intelligence (TRRI) has scooped two coveted industry gongs at the Regulation Asia Awards for Excellence during an online ceremony on Wednesday evening. The awards were selected by…
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5 Compliance Tips to Help Your Organisation Overcome Regulatory Burdens
Keeping up with regulatory guidelines can often feel like an uphill battle. All it takes is a new law or regulation to kick in to throw you off your compliance game.
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Guide: How to Future-Proof Your Organisation and Tap Into its Potential
While some organisations are finding it difficult to adapt to the new operating environment, others are choosing to embrace this unprecedented time as an opportunity for innovation.
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ANALYSIS: FinCEN leaks will shine spotlight on “effectiveness” of global AML/CFT regime
The unlawful release of thousands of files from the U.S. financial intelligence unit’s database will shine a spotlight on the effectiveness of the international anti-money laundering (AML) regime, according to consultants with decades of experience in global banks and law enforcement agencies.
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Commentary: Goldman Sachs’ 1MDB Compliance Failures Provide Lessons for Firms and Banks (Part 2)
Goldman Sachs and the government of Malaysia recently announced an agreement to resolve all criminal and regulatory proceedings involving the investment bank in the country over 1MDB through a $3.9…
Read moreCommentary: Goldman Sachs’ 1MDB Compliance Failures Provide Lessons for Firms and Banks (Part 1)
Goldman Sachs and the government of Malaysia recently announced an agreement to resolve all criminal and regulatory proceedings involving the investment bank in the country over 1MDB through a $3.9…
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Webinar: Environmental Crime, and the Evolving Role of Financial Intelligence
In this webinar we invite leading experts in environmental crime to discuss the role that financial intelligence can play in protecting the natural world.
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IMPACT ANALYSIS: DFSA cyber risk report finds enhanced management needed
The Dubai Financial Services Authority (DFSA) has published a thematic review report on cyber risks. The review assessed cyber risk governance frameworks, cyber hygiene practices and resilience (incident preparedness) programmes.…
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Survey for fifth annual report on fintech, regtech and the role of compliance 2021
Technological innovation presents both challenges and opportunities for financial services firms.
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Don’t Let Supply Chain Screening Slide Due to the Crisis
Managing compliance with increasingly complex sanctions and embargo regimes is a demanding task in the current global trade environment.
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