Survey findings show the difficulties compliance officers are experiencing as they plan for the future.
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IMPACT ANALYSIS: Big compliance challenges ahead in Asia — resources and regulatory overload
Compliance professionals indicated in a Regulatory Intelligence poll recently that their organisations are finding it increasingly hard to attract and retain suitably qualified staff. This shortage of skilled, experienced compliance…
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IMPACT ANALYSIS: Singapore’s innovative approach to regulating crypto-assets
The collapse of stablecoin TerraUSD has underlined the need for regulators in the Asia-Pacific region to devise a streamlined approach to crypto-asset regulation. The Monetary Authority of Singapore (MAS) is…
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“Talk must move to action” in fight against Pacific de-risking, say AML experts
The Asian Development Bank (ADB) has called for a greater focus on public-private partnerships as “talk must move to action” to tackle the problem of de-risking in the Pacific region.…
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Fintech, regtech and the role of compliance survey for 2022
Don’t miss your chance to benchmark your experience against 100s of risk & compliance practitioners! Be part of our next annual Fintech, Regtech and the Role of Compliance survey. Thomson…
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IMPACT ANALYSIS: MAS issues guidelines to improve culture and accountability
The Monetary Authority of Singapore (MAS) has issued guidelines to strengthen the accountability of senior managers in financial institutions (FIs) and to promote ethical behaviour. The Guidelines on Individual Accountability…
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Commentary: Goldman Sachs’ 1MDB Compliance Failures Provide Lessons for Firms and Banks (Part 2)
Goldman Sachs and the government of Malaysia recently announced an agreement to resolve all criminal and regulatory proceedings involving the investment bank in the country over 1MDB through a $3.9…
Read moreCommentary: Goldman Sachs’ 1MDB Compliance Failures Provide Lessons for Firms and Banks (Part 1)
Goldman Sachs and the government of Malaysia recently announced an agreement to resolve all criminal and regulatory proceedings involving the investment bank in the country over 1MDB through a $3.9…
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IMPACT ANALYSIS: Risk and Compliance under a Digital Transformation
What does digital transformation mean? Digital transformations within an organisation usually starts with an ambitious vision, and many issues in risk and compliance need to be considered to make the…
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